OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

Margin and Capital Requirements for Covered Swap Entities-Final Rule

ICR 201510-1557-001 · OMB 1557-0251 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
Final Rule Supporting Statement 10-30-15 5PM.doc Supporting Statement A Uploaded 2015-10-30 Available
IC Document Collections
IC IDCollectionTypeStatusForm
218751 Section 11(b)(1) Posting Initial Margin New
218750 Section 8(f)(3) Initial Margin Model Reporting New
218749 Section 7(c) Custody Agreement New
212501 Section 9(e) Requests for Determinations Unchanged
212500 Section 8(h) Escalation Procedures Unchanged
212499 Section 8(e) Periodic Review; Section 8(f) Control, Oversight, and Validation Mechanisms Unchanged
212498 Sections 8(c) and (d) Initial Margin Model Unchanged
212497 Section 5(c)(2) Required Margin Modified
197199 Section 2 - Definition of "Eligible Master Netting Agreement"; Section 8(g) Documentation; Section 10 Documentation of Margin Matters Unchanged
ICR Details
1557-0251 201510-1557-001
Historical Active 201407-1557-001
TREAS/OCC
Margin and Capital Requirements for Covered Swap Entities-Final Rule
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 02/18/2016
Retrieve Notice of Action (NOA) 11/30/2015
  Inventory as of this Action Requested Previously Approved
02/28/2019 36 Months From Approved
5,200 0 0
14,780 0 0
0 0 0
Sections 731 and 764 of the Dodd-Frank Wall Street Reform and Consumer Protection Act require the OCC, FRB, FDIC, FHFA, and FCA to adopt joint rules for swap entities under their jurisdictions imposing capital requirements and initial and variation margin requirements on all non-cleared swaps.
PL: Pub.L. 111 - 203 731, 764 Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
  
Statute at Large: 124 Stat. 1376 Name of Statute: Dodd-Frank Wall Street Reform and Consumer Protection Act
1557-AD43 Final or interim final rulemaking 80 FR 74840 11/30/2015
No
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 5,200 0 5,200 0 0 0
Annual Time Burden (Hours) 14,780 0 14,780 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The increase in burden is due to the fact that this is a new collection.
No
No
No
Yes
No
Uncollected
Carl Kaminski 202 649-5869 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
11/30/2015