OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

Form 4461: Application for Approval of Master or Prototype Defined Contribution Plan; Form 4461-A: Application for Approval of Master or Prototype Defined Benefit Plan; Form 4461-B: Application for Ap

ICR 201509-1545-003 · OMB 1545-0169 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
Form 4461-B Form 4461-B - Application for Approval of Master or Prototype Plan, Mass Submitter Adopting Sponsor Form and Instruction Modified Available
Form 4461-A Form 4461-A - Application for Approval of Master or Prototype Defined Benefit Plan Form and Instruction Modified Available
Form 4461 Form 4461 - Application for Approval of Master or Prototype Defined Contribution Plan Form and Instruction Modified Available
Supporting_Statement[(NN) 1545-0169.doc Supporting Statement A Uploaded 2016-03-01 Available
IC Document Collections
IC IDCollectionTypeStatusForm
182938 Form 4461-B - Application for Approval of Master or Prototype Plan, Mass Submitter Adopting Sponsor Form and Instruction Modified
182937 Form 4461-A - Application for Approval of Master or Prototype Defined Benefit Plan Form and Instruction Modified
17051 Form 4461 - Application for Approval of Master or Prototype Defined Contribution Plan Form and Instruction Modified
ICR Details
1545-0169 201509-1545-003
Historical Active 201208-1545-012
TREAS/IRS 4461_4461-A_4461-B
Form 4461: Application for Approval of Master or Prototype Defined Contribution Plan; Form 4461-A: Application for Approval of Master or Prototype Defined Benefit Plan; Form 4461-B: Application for Ap
Reinstatement without change of a previously approved collection   No
Regular
Approved without change 08/09/2016
Retrieve Notice of Action (NOA) 04/27/2016
  Inventory as of this Action Requested Previously Approved
08/31/2019 36 Months From Approved
5,250 0 0
65,765 0 0
0 0 0
The IRS uses these forms to determine from the information submitted whether the applicant plan qualifies under section 401(a) of the Internal Revenue Code for plan approval. The application is also used to determine if the related trust qualifies for tax exempt status under Code section 501(a).
US Code: 26 USC 414 Name of Law: Definitions and special rules
   US Code: 26 USC 401 Name of Law: Qualified pension, profit-sharing, and stock bonus plans
   US Code: 26 USC 501 Name of Law: Exemption from tax on corporations, certain trusts, etc.
  
None
Not associated with rulemaking
  80 FR 41562 07/15/2015
81 FR 24942 04/27/2016
No
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 5,250 0 0 0 0 5,250
Annual Time Burden (Hours) 65,765 0 0 0 0 65,765
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
$3,187
No
No
No
No
No
Uncollected
Vikki Vrooman 202 317-5884
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/27/2016