Initial Patent Applications

OMB Control No: 0651-0032	ICR Reference No: 201504-0651-003
Status: Historical Active	Previous ICR Reference No: 201401-0651-001
Agency/Subagency: DOC/PTO	Agency Tracking No:
Title: Initial Patent Applications
Type of Information Collection: No material or nonsubstantive change to a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 04/20/2015
Retrieve Notice of Action (NOA)	Date Received in OIRA: 04/17/2015
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	04/30/2017	04/30/2017	04/30/2017
Responses	597,047	0	597,047
Time Burden (Hours)	15,076,442	0	15,076,442
Cost Burden (Dollars)	431,714,199	0	431,714,199

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Abstract: The United States Patent and Trademark Office (USPTO) is required by Title 35 of the United States Code, including 35 U.S.C. 131, to examine applications for patents. The USPTO administers the patent statutes through various rules in Chapter 37 of the Code of Federal Regulations, such as, for example, 37 CFR 1.16 through 1.84. Each patent applicant must provide sufficient information to allow the USPTO to properly examine the application to determine whether it meets the criteria set forth in the patent statutes and regulations for issuance as a patent. This collection contains various types of patent applications, such as new original utility, plant, design, and provisional applications, continuation/divisional applications of international applications, continued prosecution applications (design), and continuations/divisionals and continuation-in-part applications of utility, plant, and design applications. In addition to the applications, this collection also includes various petitions and papers filed under 37 CFR 1.41, 1.48, and 1.53(c)(2). The applications, petitions, and additional papers are filed in paper as well as electronically. The USPTO expects that the primary audience for this collection will be businesses, for-profits, and nonprofits.

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Authorizing Statute(s): US Code: 35 USC 131 Name of Law: null    US Code: 35 USC 111, 111(a), and 111(b) Name of Law: null    US Code: 35 USC 112 and 113 Name of Law: null    US Code: 35 USC 25 Name of Law: null    US Code: 35 USC 115 through 118 Name of Law: null    US Code: 35 USC 41 Name of Law: null    US Code: 35 USC 120 and 121 Name of Law: null    US Code: 35 USC 119(b)(2) and 119(e) Name of Law: null    US Code: 35 USC 371 Name of Law: null

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	78 FR 60256	10/01/2013
30-day Notice:	Federal Register Citation:	Citation Date:
	79 FR 4884	01/30/2014
Did the Agency receive public comments on this ICR? Yes

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Number of Information Collection (IC) in this ICR: 33

IC Title Form No. Form Name Electronic New Design Applications - Application Data Sheet Electronic Original New Utility Applications - Application Data Sheet Electronic Utility Continuation/Divisional Applications Electronic Design Continuation/Divisional Applications Electronic Continued Prosecution Applications - Design (Request Transmittal and Receipt) Original New Plant Applications - No Application Data Sheet PTO/SB/03, PTO/SB/AIA09, PTO/SB/AIA04, PTO/SB/AIA/10 Plant Patent Application (35 U.S.C. 161) Declaration (37 CFR 1.63) ,   Plant Patent Application (35 U.S.C. 161) Declaration (37 CFR 1.162) ,   Substitute Statement in Lieu of an Oath or Declaration for Plant Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Supplemental Sheet for Declaration Original New Design Applications - No Application Data Sheet PTO/SB/AIA/08, PTO/SB/AIA/10, PTO/SB/AIA/02, PTO/SB/AIA/11, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/02, PTO/SB/AIA/2, PTO/SB/AIA/02, PTO/SB/04 Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using on Application Data Sheet (37 CFR 1.76) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using An Application Data Sheet (37 CFR 1.76) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Supplemental Declaration for Utility or Design Patent Application (37 CFR 1.67) ,   Declaration for Utility or Design Patent Application (37 CFR 1.63) ,   Supplemental Sheet for Declaration ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement Supplemental Sheet Original New Utility Applications - No Application Data Sheet PTO/SB/02DE, PTO/SB/02ES, PTO/SB/02JP, PTO/SB/102, PTO/SB/AIA/01, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/02A and PTO/SB/02B, PTO/SB/02LR, PTO/SB/AIA/01, PTO/SB/103, PTO/SB/01, PTO/SB/04, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/107, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/106, PTO/SB/105, PTO/SB/02SE, PTO/SB/02CN, PTO/SB/02NL, PTO/SB/02RU, PTO/SB/02FR, PTO/SB/AIA08, PTO/SB/AIA/02, PTO/SB/AIA/10, PTO/SB/AIA/11, PTO/SB/108, PTO/SB/104, PTO/SB/110, PTO/SB/17, PTO/SB/109, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/101, PTO/SB/02KR, PTO/SB/02IT Declaration for Utility or Design Patent Application (37 CFR 1.63) ,   Declaration - Additional Inventors-Supplemental Sheet and Declaration - Supplemental Priority Data Sheet ,   Declaration Supplemental Sheet for Legal Representatives (35 U.S.C 117) on Behalf of a Deceased or Incapacitated Inventor ,   Supplemental Declaration for Utility or Design Patent Application (37 CFR 1.67) ,   Declaration for Utility or Design Patent Application (37 CFR 1.63) - Chinese Language ,   Declaration and Power of Attorney for Patent Application - Dutch Language Declaration ,   Declaration and Power of Attorney for Patent Application - German Language Declaration ,   Declaration for Utility or Design Patent Application - Italian Language ,   Declaration for Utility or Design Patent Application - French Language ,   Declaration for Utility or Design Patent Application - Japanese Language ,   Declaration for Utility or Design Patent Application - Russian Language ,   Declaration for Utility or Design Patent Application - Swedish Language ,   Declaration for Utility or Design Patent Application - Spanish Language ,   Declaration for Utility or Design Patent Application - Korean Language ,   Fee Transmittal Form ,   Declaration (Additional Inventors) and Supplemental Priority Sheets (Chinese Language Declaration for Additional Inventors) ,   Declaration (Additional Inventors) and Supplemental Priority Data Sheets (German Language Declaration for Additional Inventors) ,   Declaration (Additional Inventors) and Supplemental Priority Data Sheet (Spanish Language Declaration for Additional Inventors) ,   Declaration (Additional Inventors) and Supplemental Priority Data Sheet (French Language Declaration for Additional Inventors) ,   Declaration (Additional Inventors) and Supplemental Priority Data Sheet (Italian Language Declaration for Additional Inventors) ,   Declaration (Additional Inventors) and Supplemental Priority Data Sheet (Japanese Language Declaration for Additional Inventors) ,   Declaration (Additional Inventors) and Supplemental Priority Data Sheet (Korean Language Declaration for Additional Inventors) ,   Declaration (Additional Inventors) and Supplemental Priority Data Sheet (Dutch Language Declaration for Additional Inventors) ,   Declaration (Additional Inventors) and Supplemental Priority Data Sheet (Russian Language Declaration for Additional Inventors) ,   Declaration (Additional Inventors) and Supplemental Priority Data Sheet (Swedish Language Declaration for Additional Inventors) ,   Declaration for Utility or Design Patent Application (37 CFR 1.63) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Supplemental Sheet for Declaration ,   Substitute Statement Supplemental Sheet ,   37 CFR 1.76 and 37 CFR 1.63 Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   37 CFR 1.63 and 37 CFR 1.76 Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   37 CFR 1.63 and 37 CFR 1.76 Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   37 CFR 1.63 and 37 CFR 1.63 Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   37 CFR 1.63 and 37 CFR 1.76 Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   37 CFR 1.76 and 37 CFR 1.63 Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   37 CFR 1.76 Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   37 CFR 1.63 and 37 CFR 1.76 Declaration (37 CfR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Russia) ,   37 CFR 1.63 and 37 CFR 1.76 Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   37 CFR 1.63 and 37 CFR 1.76 Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) Original New Utility Applications - Application Data Sheet PTO/SB/01A, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/14, PTO/SB/AIA/01, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/02, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01, PTO/SB/AIA/01 Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Chinese) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Dutch) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (French) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (German) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Japanese) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Korean) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Russian) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Spanish) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Swedish) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (China) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Dutch) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (French) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (German) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Italian) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Japanese) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Korean) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Russian) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Spanish) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Swedish) ,   Application Data Sheet 37 CFR 1.76 ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) Original New Plant Applications - Application Data Sheet PTO/SB/14, PTO/SB/03A, PTO/SB/AIA03 Application Data Sheet 37 CFR 1.76 ,   Declaration (37 CFR 1.63) for Plant Application Using an Application Data Sheet (37 CFR 1.76) ,   Declaration (37 CFR 1.63) for Plant Application Using an Application Data Sheet (37 CFR 1.76) Original New Design Applications - Application Data Sheet PTO/SB/01A, PTO/AIA/01, PTO/SB/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/02, PTO/AIA/02, PTO/SB/17, PTO/AIA/02, PTO/AIA/02, PTO/SB/AIA1, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/SB/14, PTO/AIA/01, PTO/AIA/01 Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Chinese) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Dutch) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76)(French) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (German) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76)(Italian) ,   Declaration (37 CfR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Japanese) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Korean) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76)(Russian) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CfR 1.76) (Spanish) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Swedish) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Chinese) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64)(Dutch) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (French) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64)(German) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64)(Italian) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64)(Japanese) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64)(Korean) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64)(Russian) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Spanish) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64)(Swedish) ,   Application Data Sheet 37 CFR 1.76 ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   Fee Transmittal Form ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) Continuation/Divisional of an International Application PTO/SB/105, PTO/SB/109, PTO/SB/101, PTO/SB/103, PTO/SB/104, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/01, PTO/SB/02A and PTO/SB/02B, PTO/SB/108, PTO/SB/02LR, PTO/SB/107, PTO/AIA/08, PTO/AIA/10, PTO/AIA/02, PTO/AIA\11, PTO/SB/01, PTO/SB/102, PTO/SB/106, PTO/SB/110, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/SB/04 Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (French) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (German) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Italian) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Japanese) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Korean) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Russian) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Spanish) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Swedish) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Chinese) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Dutch) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64)(French) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (German) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Italian) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Japan) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 cFR 1.64) (Korean) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Russian) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Spanish) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Swedish) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Chinese) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Dutch) ,   Declaration for Utility or Design Patent Application (37 CFR 1.63) ,   Declaration - Additional Inventors-Supplemental Sheet and Declaration - Supplemental Priority Data Sheet ,   Declaration Supplemental Sheet for Legal Representatives (35 U.S.C. 117) on Behalf of a Deceased or Incapacitated Inventor ,   Supplemental Declaration for Utility or Design Patent Application (37 CFR 1.67) ,   Declaration and Power of Attorney for Patent Application - Chinese Language Declaration ,   Declaration and Power of Attorney for Patent Application ,   Declaration and Power of Attorney for Patent Application ,   Declaration and Power of Attorney for Patent Application - Italian Language Declaration ,   Declaration and Power of Attorney for Patent Application - French Language Declaration ,   Declaration and Power of Attorney for Patent Application - Japanese Language Declaration ,   Declaration and Power of Attorney for Patent Application - Russian Language Declaration ,   Declaration and Power of Attorney for Patent Application - Swedish Language Declaration ,   Declaration and Power of Attorney for Patent Application - Spanish Language Declaration ,   Declaration and Power of Attorney for Patent Application - Korean Language Declaration ,   Declaration for Utility or Design Patent Application (37 CFR 1.63) ,   Supplemental Sheet for Declaration ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement Supplemental Sheet Utility Continuation/Divisional Applications PTO/SB/17 Fee Transmittal Form Plant Continuation/Divisional Applications PTO/SB/17, PTO/AIA/09 Plant Patent Application (35 U.S.C. 161) Declaration (37 CFR 1.162) ,   Fee Transmital Form Design Continuation/Divisional Applications PTO/AIA/08, PTO/SB/17 Declaration for Utility or Design Patent Application (37 CFR 1.63) ,   Fee Transmittal Form Utility Continuation-in-Part Applications PTO/SB/102, PTO/SB/103, PTO/SB/02A and PTO/SB/02B, PTO/SB/04, PTO/SB/108, PTO/SB/109, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/SB/105, PTO/SB/104, PTO/SB/106, PTO/SB/01, PTO/SB/02LR, PTO/AIA/08, PTO/AIA/10, PTO/AIA/02, PTO/AIA/11, PTO/SB/101, PTO/SB/107, PTO/SB/05, PTO/SB/110, PTO/SB/17, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/01 Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Chinese) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Dutch) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (French) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (German) ,   Declaration 937 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (Italian) ,   Declaration (CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Japan) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Korean) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Russian) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Swedish) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Chinese) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Dutch) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (French) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 cfR 1.64) (German) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.65) (Italian) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64)(Japanese) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Korean) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Russian) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Spanish) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Swedish) ,   Declaration for Utility or Design Patent Application (37 CFR 1.63) ,   Declaration - Additional Inventors - Supplemental Sheet and Declaration - Supplemental Priority Data Sheet ,   Declaration Supplemental Sheet for Legal Representatives (35 U.S.C. 117) on Behalf of a Deceased or Incapacitated Inventor ,   Supplemental Declaration for Utility or Design Patent Application (37 CFR 1.67) ,   Declaration and Power of Attorney for Patent Application - Chinese Language Declaration ,   Declaration and Power of Attorney for Patent Application ,   Declaration and Power of Attorney for Patent Application ,   Declaration and Power of Attorney for Patent Application - Italian ,   Declaration and Power of Attorney for Patent Application - French ,   Declaration and Power of Attorney for Patent Application - Japanese Language Declaration ,   Declaration and Power of Attorney for Patent Application - Russian Language Declaration ,   Declaration and Power of Attorney for Patent Application - Swedish ,   Declaration and Power of Attorney for Patent Application - Spanish ,   Declaration and Power of Attorney for Patent Application - Korean ,   Utility Patent Application Transmittal ,   Fee Transmittal Form ,   Declaration for Utility or Design Patent Application (37 CFR 1.63) ,   Supplemental Sheet for Declaration ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement Supplemental Sheet Plant Continuation-in-Part Applications PTO/SB/02LR, PTO/SB/03, PTO/AIA/09, PTO/AIA/10, PTO/AIA/04, PTO/AIA/11, PTO/SB/02A and PTO/SB/02B, PTO/SB/17 Declaration - Additional Inventors - Supplemental Sheet and Declaration - Supplemental Priority Data Sheet ,   Declaration Supplemental Sheet for Legal Representatives (35 U.S.C. 117) on Behalf of a Deceased or Incapacitated Inventor ,   Plant Patent Application (35 U.S.C. 161) Declaration (37 CFR 1.63) ,   Fee Transmittal Form ,   Substitute Statement Supplemental Sheet ,   Plant Patent Application (35 U.S.C. 161) Declaration (37 CFR 1.162) ,   Supplemental Sheet for Declaration ,   Substitute Statement in Lieu of an Oath or Declaration for Plant Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) Electronic Original Design Applications - No Application Data Sheet Electronic Continuation/Divisional of an International Application Design Continuation-in-Part Applications PTO/SB/17, PTO/AIA/02, PTO/SB/04, PTO/SB/02LR, PTO/AIA/08, PTO/AIA10, PTO/AIA/02, PTO/AIA/11, PTO/AIA/01, PTO/AIA/01, PTO/AIA/02, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/01, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/AIA/02, PTO/SB/01, PTO/SB/02A and PTO/SB/02B Declaration (37 CFR 1.63) for Utility or Design Application Using on Application Data Sheet (37 CFR 1.76) (Chinese) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Dutch) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76)(French) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (German) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Italian) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Japanese) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Korean) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Russian) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Spanish) ,   Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76) (Swedish) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Chinese) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Dutch) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (German) ,   Substitute Statment in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Italian) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Japanese) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Korean) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Russian) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Spanish) ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) (Swedish) ,   Declaration for Utility or Design Patent Application (37 CFR 1.63) ,   Declaration - Additional Inventors - Supplemental Sheet and Declaration - Supplemental Priority Data Sheet ,   Declaration Supplemental Sheet for Legal Representatives (35 U.S.C. 11) on Behalf of a Deceased or Incapacitated Inventor ,   Supplemental Declaration for Utility or Design Patent Application (37 CFR 1.67) ,   Fee Transmittal Form ,   Declaration for Utility or Design Patent Application (37 CFR 1.63) ,   Supplemental Sheet for Declaration ,   Substitute Statement in Lieu of an Oath or Declaration for Utility or Design Patent Application (35 U.S.C. 115(d) and 37 CFR 1.64) ,   Substitute Statement Supplemental Sheet Provisional Application for Patent Cover Sheet PTO/SB/16 Provisional Application for Patent Cover Sheet Petition to Accept Unintentionally Delayed Priority/Benefit Claim Petition to Accept a Filing by Other Than All the Inventors or a Person not the Inventor Petition under 37 CFR 1.6(g) to Accord the Application Under 37 CFR 1.495(b) a Receipt Date Continued Prosecution Applications - Design (Request Transmittal and Receipt) PTO/SB/29, PTO/SB/29A For Design Applications Only: Continued Prosecution Application (CPA) Request Transmittal ,   For Design Applications Only Receipt for Facsimile Transmitted CPA Electronic Original New Utility Applications - No Application Data Sheet Electronic Design Continuation-in-Part Applications Electronic Utility Continuation-in-Part Applications Electronic Provisional Application for Patent Cover Sheet Papers filed under 37 CFR 1.41, 1.48, and 1.53(c)(2) Electronic Petition to Accept Unintentionally Delayed Priority/Benefit Claim Electronic Papers Filed Under 37 CFR 1.41, 1.48, and 1.53(c)(2) Electronic Petition to Accept a Filing by Other Than All the Inventors or a Person not the Inventor

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	597,047	597,047	0	0	0	0
Annual Time Burden (Hours)	15,076,442	15,076,442	0	0	0	0
Annual Cost Burden (Dollars)	431,714,199	431,714,199	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: This information collection is currently approved with 513,221 responses and 11,553,888 burden hours. The USPTO estimates that the responses and burden hours for this renewal will increase by 83,826 responses and 3,522,554 hours, respectively. These changes are due to administrative adjustments from updated annual response and time estimates and program changes for the addition of electronic filing options for the petitions and the papers filed under 37 CFR 1.41, 1.48, and 1.53(c)(2). This information collection is also currently approved with $772,798,833 in annual (non-hour) costs. The USPTO estimates that the costs for this renewal will decrease by $341,084,634. These changes are due to program changes from the removal of the capital start-up costs, recordkeeping costs, and fees from the collection, in addition to adjustments to the postage costs. There are also administrative adjustments resulting from adjustments to the postage and drawing costs. Therefore, the USPTO estimates that this collection will have 597,047 responses, 15,076,442 burden hours, and $431,714,199 in annual (non-hour) costs.

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Annual Cost to Federal Government: $10,747,807

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

Agency Contact: Raul Tamayo 5712727728 [email protected]

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
		(a) It is necessary for the proper performance of agency functions;
		(b) It avoids unnecessary duplication;
		(c) It reduces burden on small entities;
		(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
		(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
		(f) It indicates the retention periods for recordkeeping requirements;
		(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
			(i) Why the information is being collected;
			(ii) Use of information;
			(iii) Burden estimate;
			(iv) Nature of response (voluntary, required for a benefit, or mandatory);
			(v) Nature and extent of confidentiality; and
			(vi) Need to display currently valid OMB control number;
		(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
		(i) It uses effective and efficient statistical survey methodology (if applicable); and
		(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date: 04/17/2015

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