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Federal forms, ICRs, and supporting documents

Information Collection Request

Registration Statement for Persons Who Extend Credit Secured by Margin Stock (Other Than Banks, Brokers, or Dealers) Deregistration Statement for Persons Registered Pursuant to Reg U, and Annual Rpt

ICR 201409-7100-003 · OMB 7100-0011 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
Form FR G-1 Registration Statement for Persons Who Extend Credit Secured by Margin Stock (Other Than Banks, Brokers, or Dealers) Form and Instruction Modified Available
Form FR G-4 Annual Report Form and Instruction Modified Available
Form FR G-2 Deregistration Statement for Persons Registered Pursuant to Regulation U Form and Instruction Modified Repair queued
FRG1_G2_G4_201409_83c.pdf Justification for No Material/Nonsubstantive Change Uploaded 2014-09-11 Repair queued
IC Document Collections
IC IDCollectionTypeStatusForm
35984 Registration Statement for Persons Who Extend Credit Secured by Margin Stock (Other Than Banks, Brokers, or Dealers) Form and Instruction Modified
182651 Annual Report Form and Instruction Modified
182650 Deregistration Statement for Persons Registered Pursuant to Regulation U Form and Instruction Modified
ICR Details
7100-0011 201409-7100-003
Historical Active 201010-7100-008
FRS FR G-1, FR G-2, and FR G-4
Registration Statement for Persons Who Extend Credit Secured by Margin Stock (Other Than Banks, Brokers, or Dealers) Deregistration Statement for Persons Registered Pursuant to Reg U, and Annual Rpt
No material or nonsubstantive change to a currently approved collection   No
Delegated
Approved without change 09/12/2014
Retrieve Notice of Action (NOA) 09/12/2014
  Inventory as of this Action Requested Previously Approved
01/31/2015 01/31/2015 01/31/2015
89 0 632
160 0 1,207
0 0 0
The Securities Exchange Act of 1934 ('34 Act) authorizes the Federal Reserve to regulate securities credit issued by banks, brokers and dealers, and other lenders. Lenders also must register and deregister with the Federal Reserve using the FR G-1 and FR G-2, respectively, and must file an annual report (FR G-4).
US Code: 15 USC 78g Name of Law: Securities Exchange Act of 1934
  
None
Not associated with rulemaking
  75 FR 63181 10/14/2010
75 FR 81606 12/28/2010
No
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 89 632 0 0 -543 0
Annual Time Burden (Hours) 160 1,207 0 0 -1,047 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
Decrease in burden hours reflects update to respondent count based on actual number of reporting forms received in 2013.
$0
No
No
No
No
No
Uncollected
Daniel Newman 202 973-7409 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/12/2014