OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

Recordkeeping and Disclosure Requirements Associated with Regulation R

ICR 201407-7100-004 · OMB 7100-0316 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
FR4025_20140723_omb.pdf Supporting Statement A Uploaded 2014-07-23 Available
FR4025_20140718_ffr.pdf Supplementary Document Uploaded 2014-07-23 Repair queued
FR4025_20140418_ifr.pdf Supplementary Document Uploaded 2014-07-23 Available
IC Document Collections
IC IDCollectionTypeStatusForm
181448 Rule 741 (Disclosures to customers) Unchanged
181447 Rule 723 (Recordkeeping) Unchanged
181446 Rule 701 (Disclosures to brokers) Unchanged
181445 Rule 701 (Disclosures to customers) Unchanged
ICR Details
7100-0316 201407-7100-004
Historical Active 201007-7100-003
FRS FR 4025
Recordkeeping and Disclosure Requirements Associated with Regulation R
Extension without change of a currently approved collection   No
Delegated
Approved without change 07/25/2014
Retrieve Notice of Action (NOA) 07/25/2014
  Inventory as of this Action Requested Previously Approved
07/31/2017 36 Months From Approved 09/30/2014
902,250 0 902,250
75,563 0 75,563
0 0 0
Regulation R implements certain exceptions for banks from the definition of broker under Section 3(a)(4) of the Securities Exchange Act of 1934, as amended by the Gramm-Leach-Bliley Act. Sections 701, 723, and 741 of Regulation R contain information collection requirements.
US Code: 5 USC 552(b)(4) Name of Law: Freedom of Information Act
   US Code: 5 USC 552(b)(8) Name of Law: Freedom of Information Act
   US Code: 15 USC 78c(a)(4)(F) Name of Law: Securities Exchange Act of 1934
  
None
Not associated with rulemaking
  79 FR 21926 04/18/2014
79 FR 42010 07/18/2014
No
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 902,250 902,250 0 0 0 0
Annual Time Burden (Hours) 75,563 75,563 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
$0
No
No
No
No
No
Uncollected
Mark Tokarski 202-452-5241 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
07/25/2014