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Federal forms, ICRs, and supporting documents

Information Collection Request

Recordkeeping and Reporting Requirements Associated with Regulation Y (Capital Plans)

ICR 201406-7100-001 · OMB 7100-0342 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
Reg_Y-13_20140811_83c.pdf Justification for No Material/Nonsubstantive Change Uploaded 2014-08-10 Repair queued
IC Document Collections
IC IDCollectionTypeStatusForm
200235 225.8(d)(3)(i)-(iv), Data collections - Non CCAR BHCs Instruction Removed
198091 ?225.8(f)(5), Prior approval request requirement Instruction Unchanged
198090 ?225.8(f)(1), (2), and (3), Prior approval request requirements Instruction Modified
198089 ?225.8(e)(3), Review of capital plans by the Federal Reserve Instruction Unchanged
198088 ?225.8(d)(3)(i)-(vii), Data Collections - CCAR BHCs Instruction Modified
198087 ?225.8(d)(4), Annual Capital Planning Instruction Unchanged
198086 ?225.8(d)(1)(iii), Annual Capital Planning Instruction Modified
198085 ?225.8(d)(1)(ii), Annual Capital Planning Instruction Modified
198084 ?225.8(d)(1)(i), Annual Capital Planning Instruction Modified
ICR Details
7100-0342 201406-7100-001
Historical Active 201106-7100-003
FRS Reg Y-13
Recordkeeping and Reporting Requirements Associated with Regulation Y (Capital Plans)
No material or nonsubstantive change to a currently approved collection   No
Delegated
Approved without change 09/15/2014
Retrieve Notice of Action (NOA) 09/15/2014
  Inventory as of this Action Requested Previously Approved
12/31/2014 12/31/2014 12/31/2014
274 0 184
687,464 0 432,764
0 0 0
Regulation Y (12 CFR part 225) requires large bank holding companies (BHCs) to submit capital plans to the Federal Reserve on an annual basis and to require such BHCs to request prior approval from the Federal Reserve under certain circumstances before making a capital distribution.
US Code: 12 USC 5365 and 5366 Name of Law: Dodd-Frank Act
   US Code: 12 USC 1844(b) and (c) Name of Law: Bank Holding Company Act
   US Code: 12 USC 3907 and 3909 Name of Law: International Lending Supervision Act
   US Code: 5 USC 552(b)(4) Name of Law: Freedom of Information Act
  
None
7100-AD77 Final or interim final rulemaking 76 FR 74631 12/01/2011
Yes
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 274 184 0 0 90 0
Annual Time Burden (Hours) 687,464 432,764 0 0 254,700 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The increase in burden hours reflects an update in the number of respondents.
$106,400
No
No
No
Yes
No
Uncollected
John Schmidt 202-728-5859 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/11/2014