OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

Company-Run Annual Stress Test Reporting Template and Documentation for Covered Institutions with Total Consolidated Assets of over $50 Billion

ICR 201311-1557-001 · OMB 1557-0319 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
Summary Schedule Template Form New Available
Scenario Template Form New Available
Regulatory Capital Transitions Form New Repair queued
Regulatory Capital Instruments Form New Available
Operational Risk Template Form New Available
Contact Template Form New Available
Counterparty Risk Template Form New Available
Supporting Statement - Stress Test Templates ($50 billion+) 11 4 13_Revised.docx Supporting Statement A Uploaded 2013-12-31 Available
Template Instructions - DRAFT.pdf Supplementary Document Uploaded 2013-11-04 Available
IC Document Collections
IC IDCollectionTypeStatusForm
209184 Summary Schedule Template Form New
209179 Scenario Template Form New
209178 Regulatory Capital Transitions Form New
209177 Regulatory Capital Instruments Form New
209176 Operational Risk Template Form New
209175 Contact Template Form New
209174 Counterparty Risk Template Form New
ICR Details
1557-0319 201311-1557-001
Historical Active
TREAS/OCC
Company-Run Annual Stress Test Reporting Template and Documentation for Covered Institutions with Total Consolidated Assets of over $50 Billion
New collection (Request for a new OMB Control Number)   No
Regular
Approved with change 12/31/2013
Retrieve Notice of Action (NOA) 11/08/2013
  Inventory as of this Action Requested Previously Approved
12/31/2016 36 Months From Approved
188 0 0
14,319 0 0
0 0 0
Section 165(i)(2) of the Dodd-Frank Act requires certain financial companies, including national banks and Federal savings associations, to conduct annual stress tests and requires the primary financial regulatory agency of those financial companies to issue regulations implementing the stress test requirements. The OCC issued an anuual stress test rule to meet this requirement in 2012. The OCC also issued related reporting templates for institutions with consolidated assets of over $50 billion in 2012. As requested by OMB, both the rule and the over $50 billion templates were cleared under the same control number (OMB Control No. 1557-0311). Currently, this control number is pending at OMB with a request to add templates for institutions with consolidated assets of $10-50 billion. Under this ICR, the OCC is requesting approval for changes to the over $50 billion templates. Because OMB Control No. 1557-0311 is currently pending at OMB with the request to add the $10-50 billion templates, the OCC is seeking a new control number for this ICR containing changes to the over $50 billion templates. This new collection will be consolidated with the remainder of OMB Control No. 1557-0311 as soon as possible so that all of the OCC's stress testing information collection requirements will be approved under a single control number.
PL: Pub.L. 111 - 203 165(i) Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
  
PL: Pub.L. 111 - 203 165(i) Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
Not associated with rulemaking
  78 FR 51272 08/20/2013
78 FR 67218 11/08/2013
Yes
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 188 0 0 188 0 0
Annual Time Burden (Hours) 14,319 0 0 14,319 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
Miscellaneous Actions
No
The revisions to the worksheets, including the addition of line items, resulted in an increase in burden.
No
No
No
Yes
No
Uncollected
Henry Barkhausen 202 649-7191 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
11/08/2013