OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

Reporting Requirements Associated with Regulation OO (Supervised Securities Holding Company Registration)

ICR 201206-7100-002 · OMB 7100-0347 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
Form FR 2082 Registration Form and Instruction (Section 241.3(a)(1)) Form New Repair queued
RegOO.20120720.omb.docx Supporting Statement A Uploaded 2012-07-20 Repair queued
IC Document Collections
IC IDCollectionTypeStatusForm
202708 Registration Form and Instruction (Section 241.3(a)(1)) Form New
ICR Details
7100-0347 201206-7100-002
Historical Active
FRS FR 2082
Reporting Requirements Associated with Regulation OO (Supervised Securities Holding Company Registration)
New collection (Request for a new OMB Control Number)   No
Delegated
Approved without change 07/20/2012
Retrieve Notice of Action (NOA) 07/20/2012
  Inventory as of this Action Requested Previously Approved
07/31/2015 36 Months From Approved
5 0 0
40 0 0
0 0 0
Section 618 of the Dodd-Frank Wall Street Reform and Consumer Protection Act permits nonbank companies that own at least one registered securities broker or dealer, and that are required by a foreign regulator or provision of foreign law to be subject to comprehensive consolidated supervision, to register with the Federal Reserve Board and subject themselves to supervision by the Federal Reserve Board. Regulation OO implements this requirement in the form of a registration form that must be filed with the appropriate Federal Reserve Bank. In addition, Regulation OO requires supervised securities holding companies to be subject to supervision and regulation by the Federal Reserve Board as if such companies were bank holding companies.
US Code: 12 USC 1850a Name of Law: Bank Holding Company Act
  
PL: Pub.L. 111 - 203 618 Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
7100-AD81 Final or interim final rulemaking 77 FR 32881 06/04/2012
  76 FR 54717 09/02/2011
77 FR 32881 06/04/2012
No
1
IC Title Form No. Form Name
Registration Form and Instruction (Section 241.3(a)(1)) FR 2082 Registration of a Security Holding Company
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 5 0 5 0 0 0
Annual Time Burden (Hours) 40 0 40 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The information collection reporting requirements are found in sections 241.3(a)(1) and 241.3(b)(3)(i) of the final rule. These requirements implement regulations related to section 618 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010.
$0
No
No
No
Yes
No
Uncollected
Nicole Padar 202-530-6294 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
07/20/2012