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Federal forms, ICRs, and supporting documents

Information Collection Request

Recordkeeping and Confirmation Requirements for Securities Transactions

ICR 201203-3064-004 · OMB 3064-0028 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
2012_SPST_3064-0028.doc Supporting Statement A Uploaded 2012-07-16 Available
30 day 77 FR 41787.pdf Supplementary Document Uploaded 2012-07-16 Repair queued
60 day 77 FR 26551.pdf Supplementary Document Uploaded 2012-07-16 Available
IC Document Collections
IC IDCollectionTypeStatusForm
31777 Recordkeeping and Confirmation Requirements for Securities Transactions Modified
ICR Details
3064-0028 201203-3064-004
Historical Active 200903-3064-007
FDIC
Recordkeeping and Confirmation Requirements for Securities Transactions
Extension without change of a currently approved collection   No
Regular
Approved without change 09/25/2012
Retrieve Notice of Action (NOA) 07/16/2012
  Inventory as of this Action Requested Previously Approved
09/30/2015 36 Months From Approved 09/30/2012
4,534 0 4,470
126,543 0 124,757
0 0 0
The information collection requirements are contained in 12 CFR 344. The regulation's purpose is to ensure that purchasers of securities in transactions effected by insured state nonmember banks are provided with adequate information concerning the transactions.
None
None
Not associated with rulemaking
  77 FR 26551 05/04/2012
77 FR 41787 07/16/2012
No
1
IC Title Form No. Form Name
Recordkeeping and Confirmation Requirements for Securities Transactions
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 4,534 4,470 0 0 64 0
Annual Time Burden (Hours) 126,543 124,757 0 0 1,786 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
Previously, there were 4,470 respondents as compared to the current 4,534 respondents. The burden change of +1,786 hours, therefore, reflects an adjustment of +64 in the number of respondents.
$0
No
No
No
No
No
Uncollected
Leneta Gregorie 202 898-3719 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
07/16/2012