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Federal forms, ICRs, and supporting documents

Information Collection Request

Suspicious Activity Report by Securities and Futures Industries and 31 CFR 1026.320 and 1023.320

ICR 201203-1506-001 · OMB 1506-0019 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
Form FinCEN Form 111 Suspicious Activity Report by Securities and Futures Industries and 31 CFR 1026.320 and 1023.320 Form and Instruction Modified Repair queued
SAR-SF 30 Day PRA 83I supp2012.doc Supporting Statement A Uploaded 2012-03-13 Available
IC Document Collections
IC IDCollectionTypeStatusForm
39059 Suspicious Activity Report by Securities and Futures Industries and 31 CFR 1026.320 and 1023.320 Form and Instruction Modified
ICR Details
1506-0019 201203-1506-001
Historical Active 200902-1506-001
TREAS/FINCEN
Suspicious Activity Report by Securities and Futures Industries and 31 CFR 1026.320 and 1023.320
Revision of a currently approved collection   No
Regular
Approved without change 06/21/2012
Retrieve Notice of Action (NOA) 04/16/2012
  Inventory as of this Action Requested Previously Approved
06/30/2015 36 Months From Approved 06/30/2012
1 0 12,002
1 0 36,006
0 0 0
Treasury is requiring certain securities broker-dealers, futures commission merchants and introducing brokers in commodities to file suspicious activity reports.
US Code: 31 USC 5311-5330 Name of Law: Money and Finance
  
None
Not associated with rulemaking
  77 FR 552 01/05/2012
77 FR 20883 04/06/2012
No
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1 12,002 0 -12,001 0 0
Annual Time Burden (Hours) 1 36,006 0 -36,005 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
Yes
Cutting Redundancy
The reporting and recordkeeping burden of the regulations (31 CFR 1026.320 and 1023.320) is reflected in the burden for the BSA-SAR as approved under OMB Control number 1506-0065. This listed burden is assigned to maintain control number 1506-0019 active as a reporting requirement.
$0
No
No
No
No
No
Uncollected
Russell Stephenson 202 354-6012
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/16/2012