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Federal forms, ICRs, and supporting documents

Information Collection Request

46 CFR Part 540 - Application for Certificate of Financial Responsibility

ICR 201109-3072-008 · OMB 3072-0012 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
Form FMC-131 46 CFR 540 - Application for Certificate of Financial Responsibility Form Unchanged Available
Form FMC 132B Surety Bonds/Self-Insurance/Guaranties - Casualty Certificants Form Unchanged Available
Form FMC-132A Surety Bonds - Performance Certificants - New and Amended Form Unchanged Repair queued
Form FMC 133A Guaranties - Performance Certificates - New and Amended Form Unchanged Available
PVO Forms - Response to OMB Questions[1].docx Supplementary Document Uploaded 2011-09-30 Available
3072-0012 - PVO supporting statement rev..doc Supporting Statement A Uploaded 2011-09-30 Available
IC Document Collections
IC IDCollectionTypeStatusForm
32177 46 CFR 540 - Application for Certificate of Financial Responsibility Form Unchanged
185630 File Evidence of Charter Arrangements w/FMC - Casualty Certificants Unchanged
185629 Furnish Written Designation of Legal Agent - Casualty Certificants Unchanged
185628 Surety Bonds/Self-Insurance/Guaranties - Casualty Certificants Form Unchanged
185627 Termination/Cancellation of Financial Responsibility Coverage - Casualty Certificants Unchanged
185618 Notify FMC of Arrangements for Which Performance Certificant Does Not Assume Financial Responsibility Unchanged
185617 Unearned Passenger Revenue Reports - Performance Certificants Unchanged
185616 Furnish Written Designation of Legal Agent - Performance Certificants Unchanged
185615 Surety Bonds - Performance Certificants - New and Amended Form Unchanged
185614 Exemption whole-ship charters - furnish copy of contract w/in 30 days Unchanged
185613 Guaranties - Performance Certificates - New and Amended Form Unchanged
185612 Independent Auditors Reports to Escrow Agents and Commission Unchanged
185611 Reports by Escrow Agents to Operators/Charters & Commission Unchanged
185610 Recomputation Certificates to Commission and Escrow Agent Unchanged
185608 Escrow Agreement - New and Amended Unchanged
185607 Termination and Cancellation of Coverage - Performance Certificants Unchanged
185606 Coverage Requirement - Performance Certificants Unchanged
185592 Application Change - Casualty Certificants Unchanged
185591 Application Change - Performance Certificants Unchanged
ICR Details
3072-0012 201109-3072-008
Historical Active 201105-3072-002
FMC
46 CFR Part 540 - Application for Certificate of Financial Responsibility
Extension without change of a currently approved collection   No
Regular
Approved with change 10/04/2011
Retrieve Notice of Action (NOA) 09/30/2011
FMC clarified its calculation methodology for the number of responses and recordkeeping burden. FMC plans to revise the passenger vessel forms related to performance as part of a forthcoming NPRM.
  Inventory as of this Action Requested Previously Approved
10/31/2014 36 Months From Approved 10/31/2011
645 0 791
1,294 0 1,478
13,912 0 0
Sections 2 and 3 of P.L. 89-777 (46 USC 44101-44106) require owners or charterers of passenger vessels with 50 or more passenger berths or stateroom accommodations and embarking passengers at US ports and territories to establish their financial responsibility to meet liability incurred for death or injury to passengers and other persons, and to indemnify passengers in the event of nonperformance of transportation. The FMC's Rules at 46 CFR Part 540 implement Public Law 89-777 and specify financial responsibility coverage requirements for such owners and charterers.
PL: Pub.L. 89 - 777 2 and 3 Name of Law: Safety at Sea Act
  
None
Not associated with rulemaking
  76 FR 24881 05/03/2011
76 FR 44327 07/25/2011
No
19
IC Title Form No. Form Name
46 CFR 540 - Application for Certificate of Financial Responsibility FMC-131 Application for Certificate of Financial Responsibility
Termination and Cancellation of Coverage - Performance Certificants
Surety Bonds/Self-Insurance/Guaranties - Casualty Certificants FMC 133B, FMC 132B Passenger Vessel Surety Bond ,   Guaranty in Respect of Liability for Death or Injury
Furnish Written Designation of Legal Agent - Casualty Certificants
File Evidence of Charter Arrangements w/FMC - Casualty Certificants
Recomputation Certificates to Commission and Escrow Agent
Unearned Passenger Revenue Reports - Performance Certificants
Notify FMC of Arrangements for Which Performance Certificant Does Not Assume Financial Responsibility
Escrow Agreement - New and Amended
Surety Bonds - Performance Certificants - New and Amended FMC-132A Passenger Vessel Surety Bond
Independent Auditors Reports to Escrow Agents and Commission
Reports by Escrow Agents to Operators/Charters & Commission
Guaranties - Performance Certificates - New and Amended FMC 133A Guaranty in Respect of Liability for Nonperformance, Section 3 of the Act
Furnish Written Designation of Legal Agent - Performance Certificants
Exemption whole-ship charters - furnish copy of contract w/in 30 days
Application Change - Performance Certificants
Termination/Cancellation of Financial Responsibility Coverage - Casualty Certificants
Coverage Requirement - Performance Certificants
Application Change - Casualty Certificants
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 645 791 0 0 -146 0
Annual Time Burden (Hours) 1,294 1,478 0 0 -184 0
Annual Cost Burden (Dollars) 13,912 0 0 0 13,912 0
No
No
$162,618
No
No
No
No
No
Uncollected
Sandra Kusumoto 202 523-5787 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/30/2011