OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

Stockholders' Confirmation (Corporation); Ownership Confirmation (Partnership)

ICR 201010-3245-005 · OMB 3245-0172 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
Form SBA Form 1405A Stockholders' Confirmation (Corporation); Ownership Confirmation (Partnership) Form and Instruction Modified Available
Form 1405 REGS 10-25-10.pdf Supplementary Document Uploaded 2010-10-25 Available
SBA Form 1405 Supporting Statement 10-25-10.doc Supporting Statement A Uploaded 2010-10-25 Available
IC Document Collections
IC IDCollectionTypeStatusForm
35704 Stockholders' Confirmation (Corporation); Ownership Confirmation (Partnership) Form and Instruction Modified
ICR Details
3245-0172 201010-3245-005
Historical Active 200708-3245-002
SBA
Stockholders' Confirmation (Corporation); Ownership Confirmation (Partnership)
Extension without change of a currently approved collection   No
Regular
Approved without change 12/21/2010
Retrieve Notice of Action (NOA) 10/25/2010
SBA should provide easy to understand "Send To" information on all information collections.
  Inventory as of this Action Requested Previously Approved
12/31/2013 36 Months From Approved 12/31/2010
500 0 600
500 0 600
0 0 0
SBA Forms 1405 and 1405A are used by Small Business Administration (SBA) examiners as part of their examination of licensed small business investment companies (SBICs). This information collection provides independent third party confirmation of an SBIC's representations concerning its owners, and helps SBA to evaluate the SBIC's compliance with applicable laws and regulations concerning capital requirements.
US Code: 15 USC Section 687b Name of Law: Small Business Investment Act
  
None
Not associated with rulemaking
  75 FR 20870 04/21/2010
75 FR 47035 08/04/2010
No
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 500 600 0 -100 0 0
Annual Time Burden (Hours) 500 600 0 -100 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
Yes
Miscellaneous Actions
The adjustment indicated in items 13 reflects the decreased number of SBIC'S which has resulted in fewer SBIC examination being performed.
$0
No
No
No
No
No
Uncollected
Carol Fendler 202 205-7559
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
10/25/2010