OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

Statement of Purpose for an Extension of Credit Secured by Margin Stock by a Person Subject to Registration Under Regulation U

ICR 201009-7100-003 · OMB 7100-0018 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
Form FR G-3 Statement of Purpose for an Extension of Credit Secured by Margin Stock by a Person Subject to Registration Under Regulation U Form and Instruction Modified Repair queued
FRG-3_201009_83c.pdf Justification for No Material/Nonsubstantive Change Uploaded 2010-10-07 Available
IC Document Collections
IC IDCollectionTypeStatusForm
35990 Statement of Purpose for an Extension of Credit Secured by Margin Stock by a Person Subject to Registration Under Regulation U Form and Instruction Modified
ICR Details
7100-0018 201009-7100-003
Historical Active 200712-7100-007
FRS FR G-3
Statement of Purpose for an Extension of Credit Secured by Margin Stock by a Person Subject to Registration Under Regulation U
No material or nonsubstantive change to a currently approved collection   No
Delegated
Approved without change 10/12/2010
Retrieve Notice of Action (NOA) 10/12/2010
  Inventory as of this Action Requested Previously Approved
03/31/2011 03/31/2011 03/31/2011
5,680 0 12,040
966 0 2,047
0 0 0
The Securities Exchange Act of 1934 ('34 Act) authorizes the Federal Reserve to regulate securities credit issued by banks, brokers and dealers, and other lenders. The purpose statement is a recordkeeping requirement for banks, brokers and dealers, and other lenders, respectively, to document the purpose of their loans secured by margin stock.
US Code: 15 USC 78g Name of Law: Securities Exchange Act of 1934
  
None
Not associated with rulemaking
  72 FR 72725 12/21/2007
73 FR 11116 02/29/2008
No
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 5,680 12,040 0 0 -6,360 0
Annual Time Burden (Hours) 966 2,047 0 0 -1,081 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
Decrease in burden hours reflects an update to the estimate of the number of respondents.
$0
No
No
No
No
No
Uncollected
Scott Farmer 202-452-2253 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
10/12/2010