OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

Transfer Agent Registration and Amendment Form -- Form TA-1

ICR 201005-1557-001 · OMB 1557-0124 · Historical Inactive

Forms and Documents
DocumentTypeStatusAvailability
Form TA-1 Transfer Agent Registration and Amendment Form -- Form TA-1 Form and Instruction Modified Available
1557-0124.doc Supporting Statement A Uploaded 2010-05-25 Available
IC Document Collections
IC IDCollectionTypeStatusForm
20033 Transfer Agent Registration and Amendment Form -- Form TA-1 Form and Instruction Modified
ICR Details
1557-0124 201005-1557-001
Historical Inactive 200702-1557-002
TREAS/OCC
Transfer Agent Registration and Amendment Form -- Form TA-1
Extension without change of a currently approved collection   No
Regular
Withdrawn and continue 07/01/2010
Retrieve Notice of Action (NOA) 07/01/2010
Agency mistakenly submitted incorrect Federal Register citation. Agency will resubmit collection with correct information.
  Inventory as of this Action Requested Previously Approved
09/30/2010 07/31/2013 09/30/2010
13 0 13
5 0 5
0 0 0
This form is used by national banks and national bank subsidiaries for initial registration as a transfer agent and subsequent amendments to registration. The OCC uses the information to determine whether to allow, deny, accelerate, or postpone an application. The OCC also uses the data more effectively scheduled and plan transfer agent examinations.
US Code: 15 USC 78q-1(c), 78q(a)(3), 78w(a) Name of Law: Securities Exchange Act of 1934
  
None
Not associated with rulemaking
  75 FR 22184 04/27/2010
75 FR 38175 07/01/2010
No
1
IC Title Form No. Form Name
Transfer Agent Registration and Amendment Form -- Form TA-1 TA-1 Registered Transfer Agents Form TA-1
No
No
$0
No
No
No
Uncollected
No
Uncollected
David Barfield 2028741829
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
07/01/2010