OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

Notices Required of Government Securities Dealers or Brokers (Insured State Nonmember Banks)

ICR 200907-3064-004 · OMB 3064-0093 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
Form G-FIN Notices required of Government Securities Dealers or Brokers (Insured State Nonmember Banks) Form Modified Repair queued
SPST0093 9-30-09.doc Supporting Statement A Uploaded 2009-07-10 Available
IC Document Collections
IC IDCollectionTypeStatusForm
44173 Notices required of Government Securities Dealers or Brokers (Insured State Nonmember Banks) Form Modified
ICR Details
3064-0093 200907-3064-004
Historical Active 200607-3064-009
FDIC
Notices Required of Government Securities Dealers or Brokers (Insured State Nonmember Banks)
Revision of a currently approved collection   No
Regular
Approved without change 10/27/2009
Retrieve Notice of Action (NOA) 09/16/2009
  Inventory as of this Action Requested Previously Approved
10/31/2012 36 Months From Approved 10/31/2009
49 0 60
49 0 60
0 0 0
The Government Securities Act of 1986 requires all financial institutions acting as government securities brokers and dealers to notify their federal regulatory agencies of their broker-dealer activities, unless exempted from the notice requirement by Treasury Department regulation.
None
None
Not associated with rulemaking
  74 FR 32609 07/08/2009
74 FR 47586 09/16/2009
No
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 49 60 0 0 -11 0
Annual Time Burden (Hours) 49 60 0 0 -11 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The current burden estimate reflects an adjustment of -11 hours based on a decrease in the number of respondents from 60 to 49.
$0
No
No
Uncollected
Uncollected
No
Uncollected
Gary Kuiper 202 898-3877 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/16/2009