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Federal forms, ICRs, and supporting documents

Information Collection Request

Registration Statement for Persons Who Extend Credit Secured by Margin Stock (Other Than Banks, Brokers, or Dealers) Deregistration Statement for Persons Registered Pursuant to Reg U, and Annual Rpt

ICR 200712-7100-008 · OMB 7100-0011 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
Form FR G-1 Registration Statement for Persons Who Extend Credit Secured by Margin Stock (Other Than Banks, Brokers, or Dealers) Form and Instruction Unchanged Repair queued
Form FR G-4 Annual Report Form and Instruction Unchanged Repair queued
Form FR G-2 Deregistration Statement for Persons Registered Pursuant to Regulation U Form and Instruction Unchanged Available
FRGTU.20080303.omb.doc Supporting Statement A Uploaded 2008-03-03 Available
IC Document Collections
IC IDCollectionTypeStatusForm
35984 Registration Statement for Persons Who Extend Credit Secured by Margin Stock (Other Than Banks, Brokers, or Dealers) Form and Instruction Unchanged
182651 Annual Report Form and Instruction Unchanged
182650 Deregistration Statement for Persons Registered Pursuant to Regulation U Form and Instruction Unchanged
ICR Details
7100-0011 200712-7100-008
Historical Active 200711-7100-010
FRS FR G-1, FR G-2, and FR G-4
Registration Statement for Persons Who Extend Credit Secured by Margin Stock (Other Than Banks, Brokers, or Dealers) Deregistration Statement for Persons Registered Pursuant to Reg U, and Annual Rpt
Extension without change of a currently approved collection   No
Delegated
Approved without change 03/03/2008
Retrieve Notice of Action (NOA) 03/03/2008
  Inventory as of this Action Requested Previously Approved
03/31/2011 36 Months From Approved 03/31/2008
699 0 699
1,366 0 1,366
0 0 0
The Securities Exchange Act of 1934 ('34 Act) authorizes the Federal Reserve to regulate securities credit issued by banks, brokers and dealers, and other lenders. Lenders also must register and deregister with the Federal Reserve using the FR G-1 and FR G-2, respectively, and must file an annual report (FR G-4).
US Code: 15 USC 78g Name of Law: Securities Exchange Act of 1934
  
None
Not associated with rulemaking
  72 FR 72725 12/21/2007
73 FR 11116 02/29/2008
No
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 699 699 0 0 0 0
Annual Time Burden (Hours) 1,366 1,366 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected
Scott Farmer 202-452-2253 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
03/03/2008