OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

Suspicious Activity Report by Securities and Futures Industries and 31 CFR 103 17(d) and 103.19(d)

ICR 200605-1506-009 · OMB 1506-0019 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC IDCollectionTypeStatusForm
39059 Suspicious Activity Report by Securities and Futures Industries and 31 CFR 103 17(d) and 103.19(d) Form Migrated
ICR Details
1506-0019 200605-1506-009
Historical Active 200512-1506-001
TREAS/FINCEN
Suspicious Activity Report by Securities and Futures Industries and 31 CFR 103 17(d) and 103.19(d)
No material or nonsubstantive change to a currently approved collection   No
Regular
Approved without change 05/04/2006
Retrieve Notice of Action (NOA) 05/04/2006
  Inventory as of this Action Requested Previously Approved
03/31/2009 03/31/2009 03/31/2009
8,000 0 5,600
28,800 0 16,800
0 0 0
Treasury is requiring certain securities broker-dealers, futures commission merchants and introducing brokers in commodities to file suspicious activity reports
None
None
No
1
IC Title Form No. Form Name
Suspicious Activity Report by Securities and Futures Industries and 31 CFR 103 17(d) and 103.19(d) 101
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 8,000 5,600 0 2,400 0 0
Annual Time Burden (Hours) 28,800 16,800 0 12,000 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
No
$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
05/04/2006