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Federal forms, ICRs, and supporting documents

Information Collection Request

Transfer Agents' Obligation to Search for Lost Securityholders (17 CFR 240.17Ad-17)

ICR 200507-3235-006 · OMB 3235-0469 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC IDCollectionTypeStatusForm
35178 Transfer Agents' Obligation to Search for Lost Securityholders (17 CFR 240.17Ad-17) Migrated
ICR Details
3235-0469 200507-3235-006
Historical Active 200207-3235-013
SEC
Transfer Agents' Obligation to Search for Lost Securityholders (17 CFR 240.17Ad-17)
Extension without change of a currently approved collection   No
Regular
Approved without change 10/18/2005
Retrieve Notice of Action (NOA) 07/26/2005
  Inventory as of this Action Requested Previously Approved
10/31/2008 10/31/2008 10/31/2005
230,000 0 250,000
4,125 0 4,760
3,300,000 0 3,300,000
Rule 17Ad-17 requires transfer agents to submit the names of lost securityholders to third party database vendors to obtain an update address for lost securityholders.
None
None
No
1
IC Title Form No. Form Name
Transfer Agents' Obligation to Search for Lost Securityholders (17 CFR 240.17Ad-17)
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 230,000 250,000 0 0 -20,000 0
Annual Time Burden (Hours) 4,125 4,760 0 0 -635 0
Annual Cost Burden (Dollars) 3,300,000 3,300,000 0 0 0 0
No
No
$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
07/26/2005