OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

Statement of Purpose for an Extension of Credit Secured by Margin Stock by a Person Subject to Registration Under Regulation U

ICR 200501-7100-003 · OMB 7100-0018 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC IDCollectionTypeStatusForm
43088 Statement of Purpose for an Extension of Credit Secured by Margin Stock by a Person Subject to Registration Under Regulation U Form Migrated
ICR Details
7100-0018 200501-7100-003
Historical Active 200204-7100-007
FRS
Statement of Purpose for an Extension of Credit Secured by Margin Stock by a Person Subject to Registration Under Regulation U
No material or nonsubstantive change to a currently approved collection   No
Delegated
Approved without change 01/10/2005
Retrieve Notice of Action (NOA) 01/10/2005
  Inventory as of this Action Requested Previously Approved
04/30/2005 04/30/2005 04/30/2005
5,560 0 10,000
945 0 1,700
0 0 0
The Securities Exchange Act of 1934 authorizes the Federal Reserve to regulate securities credit issued by banks, brokers and dealers, and other lenders. The FR G-3 is a recordkeeping requirement for lenders other than banks or brokers and dealers to document the purpose of their loans secured by margin stock.
None
None
No
1
IC Title Form No. Form Name
Statement of Purpose for an Extension of Credit Secured by Margin Stock by a Person Subject to Registration Under Regulation U FR-G-3
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 5,560 10,000 0 0 -4,440 0
Annual Time Burden (Hours) 945 1,700 0 0 -755 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/10/2005