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Federal forms, ICRs, and supporting documents

Information Collection Request

Stockholders' Confirmation (Corporation); Ownership Confirmation (Partnership)

ICR 200406-3245-005 · OMB 3245-0172 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC IDCollectionTypeStatusForm
35704 Stockholders' Confirmation (Corporation); Ownership Confirmation (Partnership) Form Migrated
ICR Details
3245-0172 200406-3245-005
Historical Active 200103-3245-004
SBA
Stockholders' Confirmation (Corporation); Ownership Confirmation (Partnership)
Extension without change of a currently approved collection   No
Regular
Approved without change 08/18/2004
Retrieve Notice of Action (NOA) 06/21/2004
  Inventory as of this Action Requested Previously Approved
08/31/2007 08/31/2007 08/31/2004
600 0 600
600 0 600
0 0 0
SBA Forms 1405 and 1405A are used by SBA examiners as part of their examination of licensed small business investment companies (SBICs). This information collection provides independent third party confirmation of an SBIC's representations concerning its owners, and helps SBA to evaluate the SBIC's compliance with applicable laws and regulations concerning capital requirements.
None
None
No
1
IC Title Form No. Form Name
Stockholders' Confirmation (Corporation); Ownership Confirmation (Partnership) 1405, 1405A
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 600 600 0 0 0 0
Annual Time Burden (Hours) 600 600 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/21/2004