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Federal forms, ICRs, and supporting documents

Information Collection Request

Prohibited Transaction Exemption 75-1 -- Broker-Dealers, Reporting Dealers, Banks Engaging in Securities Transactions

ICR 200401-1210-003 · OMB 1210-0092 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC IDCollectionTypeStatusForm
13419 Prohibited Transaction Exemption 75-1 -- Broker-Dealers, Reporting Dealers, Banks Engaging in Securities Transactions Migrated
ICR Details
1210-0092 200401-1210-003
Historical Active 200012-1210-002
DOL/EBSA
Prohibited Transaction Exemption 75-1 -- Broker-Dealers, Reporting Dealers, Banks Engaging in Securities Transactions
Extension without change of a currently approved collection   No
Regular
Approved without change 03/26/2004
Retrieve Notice of Action (NOA) 01/23/2004
  Inventory as of this Action Requested Previously Approved
03/31/2007 03/31/2007 03/31/2004
10,600 0 42,000
883 0 3,500
0 0 0
This Class Exemption from the prohibited transaction provisions of ERISA, permits banks, registered broker-dealers, and reporting dealers in Government Securities who are parties interest to engage in certain kinds of securities transactions with plans.
None
None
No
1
IC Title Form No. Form Name
Prohibited Transaction Exemption 75-1 -- Broker-Dealers, Reporting Dealers, Banks Engaging in Securities Transactions
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 10,600 42,000 0 0 -31,400 0
Annual Time Burden (Hours) 883 3,500 0 0 -2,617 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/23/2004