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Federal forms, ICRs, and supporting documents

Information Collection Request

Rule 18f-3 (17 CFR 270.18f-3) under the Investment Company Act of 1940, Multiple class companies

ICR 200301-3235-017 · OMB 3235-0441 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC IDCollectionTypeStatusForm
35115 Rule 18f-3 (17 CFR 270.18f-3) under the Investment Company Act of 1940, Multiple class companies Migrated
ICR Details
3235-0441 200301-3235-017
Historical Active 200002-3235-001
SEC
Rule 18f-3 (17 CFR 270.18f-3) under the Investment Company Act of 1940, Multiple class companies
Extension without change of a currently approved collection   No
Regular
Approved without change 04/23/2003
Retrieve Notice of Action (NOA) 01/29/2003
  Inventory as of this Action Requested Previously Approved
04/30/2006 04/30/2006 04/30/2003
258 0 275
4,773 0 1,512
0 0 0
Rule 18f-3 permits a registered open-end management investment company to issue multiple classes of shares representing interests in the same portfolio of securities if the fund satisfies the conditions of the rule. Each class must differ in its arrangement for shareholder services or distribution or both. Among other requirements, the fund's board of directors must approve a written plan describing the differences among classes.
None
None
No
1
IC Title Form No. Form Name
Rule 18f-3 (17 CFR 270.18f-3) under the Investment Company Act of 1940, Multiple class companies
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 258 275 0 0 -17 0
Annual Time Burden (Hours) 4,773 1,512 0 0 3,261 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/29/2003