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Federal forms, ICRs, and supporting documents

Information Collection Request

Qualification Requirements for Transactions in Certain Securities

ICR 199911-3064-002 · OMB 3064-0123 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC IDCollectionTypeStatusForm
42568 Qualification Requirements for Transactions in Certain Securities Migrated
ICR Details
3064-0123 199911-3064-002
Historical Active 199701-3064-001
FDIC
Qualification Requirements for Transactions in Certain Securities
No material or nonsubstantive change to a currently approved collection   No
Regular
Approved without change 11/08/1999
Retrieve Notice of Action (NOA) 11/08/1999
  Inventory as of this Action Requested Previously Approved
11/30/1999 11/30/1999 02/29/2000
70 0 70
2,741 0 2,741
0 0 0
Bank sales representatives who recommend or sell securities as bank employees must meet qualification requirements parallel to those governing registered broker dealers.
None
None
No
1
IC Title Form No. Form Name
Qualification Requirements for Transactions in Certain Securities
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 70 70 0 0 0 0
Annual Time Burden (Hours) 2,741 2,741 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
11/08/1999