Information Collection

Quarterly Security Counts To Be Made by Certain Exchange Members, Brokers, and Dealers -- Rule 17a-13, 17 CFR 240.17a-13

IC 34099 under ICR 199904-3235-010 · OMB 3235-0035.

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Information Collection (IC) Details

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IC Title:	Quarterly Security Counts To Be Made by Certain Exchange Members, Brokers, and Dealers -- Rule 17a-13, 17 CFR 240.17a-13	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 7,156	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	28,624	8,624	20,000
Annual IC Time Burden (Hours)	715,600	215,600	500,000
Annual IC Cost Burden (Dollars)	0	0	0

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