Information Collection Request
Rule 17a-13 (17 CFR 240.17a-3) Quarterly Security Counts to be made by Certain Exchange Members, Brokers, and Dealers.
ICR 202208-3235-014 · OMB 3235-0035 · Received in OIRA
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0035 can be found here:
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 3235-0035.pdf |
Supplementary Document | Uploaded 2022-10-31 | Repair queued |
| 3235-0035.pdf |
Supplementary Document | Uploaded 2022-10-31 | Repair queued |
| DGL REVISED 2023 Rule 17a-13 Supporting Statement.pdf |
Supporting Statement A | Uploaded 2022-08-15 | Missing upstream |
| 3235-0035 30 Day Notice.pdf |
Supplementary Document | Uploaded 2019-11-26 | Repair queued |
| 3235-0035 60 day notice.pdf |
Supplementary Document | Uploaded 2019-11-26 | Missing upstream |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 34101 |  Rule 17a-13 (17 CFR 240.17a-3) Quarterly Security Counts to be made by Certain Exchange Members, Brokers, and Dealers. |
Modified |
ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0035 |
| Type of Information Collection | Extension without change of a currently approved collection |
| Previous ICR Reference No | 201908-3235-022 |
| Agency Tracking No | TM-270-027 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |