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Federal forms, ICRs, and supporting documents

Information Collection Request

Notice by Financial Institutions of Government Securities Financial Institutions of Termination of Activities as a ...

ICR 199802-7100-016 · OMB 7100-0224 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC IDCollectionTypeStatusForm
178211 Notice by Financial Institutions of Government Securities Financial Institutions of Termination of Activities as a ... Form Migrated
ICR Details
7100-0224 199802-7100-016
Historical Active 199502-7100-003
FRS
Notice by Financial Institutions of Government Securities Financial Institutions of Termination of Activities as a ...
No material or nonsubstantive change to a currently approved collection   No
Delegated
Approved with change 02/27/1998
Retrieve Notice of Action (NOA) 02/27/1998
  Inventory as of this Action Requested Previously Approved
05/31/1998 05/31/1998 05/31/1998
37 0 47
33 0 47
0 0 0
The Government Securities Act of 1986 requires all financial institutions that act as government securities brokers and dealers to notify designated federal regulatory agencies of their broker-dealer activities, unless exempted from the notice requirement by Treasury Department regulation. These forms were developed to meet the requirement of the act.
None
None
No
1
IC Title Form No. Form Name
Notice by Financial Institutions of Government Securities Financial Institutions of Termination of Activities as a ... FR-G-FIN, FR-G-FINW
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 37 47 0 0 -10 0
Annual Time Burden (Hours) 33 47 0 0 -14 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
02/27/1998