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Federal forms, ICRs, and supporting documents

Information Collection Request

Notices Required of Government Securities Dealers or Brokers (Insured State Nonmember Banks)

ICR 199706-3064-003 · OMB 3064-0093 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC IDCollectionTypeStatusForm
31850 Notices Required of Government Securities Dealers or Brokers (Insured State Nonmember Banks) Form Migrated
ICR Details
3064-0093 199706-3064-003
Historical Active 199305-3064-002
FDIC
Notices Required of Government Securities Dealers or Brokers (Insured State Nonmember Banks)
Extension without change of a currently approved collection   No
Regular
Approved without change 07/17/1997
Retrieve Notice of Action (NOA) 06/10/1997
  Inventory as of this Action Requested Previously Approved
07/31/2000 07/31/2000 07/31/1997
180 0 254
180 0 254
0 0 0
The Government Securities Act of 1986 requires all financial institutions acting as Government securities brokers and dealers to notify their Federal regulatory agencies of their broker-dealer activities, unless exempted from the notice requirement by Treasury Department regulation. Forms have been developed to meet the requirements of the Act.
None
None
No
1
IC Title Form No. Form Name
Notices Required of Government Securities Dealers or Brokers (Insured State Nonmember Banks) G-FIN, G-FINW, G-FIN-4, G-FIN-5
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 180 254 0 0 -74 0
Annual Time Burden (Hours) 180 254 0 0 -74 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/10/1997