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Federal forms, ICRs, and supporting documents

Information Collection Request

Transfer Agents' Obligation to Search for Lost Securityholders -- Proposed Rule 17Ad-17

ICR 199609-3235-005 · OMB 3235-0469 · Historical Active

Forms and Documents
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No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC IDCollectionTypeStatusForm
35175 Transfer Agents' Obligation to Search for Lost Securityholders -- Proposed Rule 17Ad-17 Migrated
ICR Details
3235-0469 199609-3235-005
Historical Active
SEC
Transfer Agents' Obligation to Search for Lost Securityholders -- Proposed Rule 17Ad-17
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 10/29/1996
Retrieve Notice of Action (NOA) 09/10/1996
  Inventory as of this Action Requested Previously Approved
10/31/1999 10/31/1999
250,000 0 0
7,500 0 0
50,000,000 0 0
Proposed Rule 17Ad-17 would require that transfer agents submit the names of lost securityholders to third-party data base vendors for searches to discover an updated address for lost securityholders.
None
None
No
1
IC Title Form No. Form Name
Transfer Agents' Obligation to Search for Lost Securityholders -- Proposed Rule 17Ad-17
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 250,000 0 0 250,000 0 0
Annual Time Burden (Hours) 7,500 0 0 7,500 0 0
Annual Cost Burden (Dollars) 50,000,000 0 0 50,000,000 0 0
Yes
No
$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/10/1996