OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

(MA) MUNICIPAL AND GOVERNMENT SECURITIES BROKERS AND DEALERS REGISTRATION AND WITHDRAWAL

ICR 199105-1557-001 · OMB 1557-0184 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC IDCollectionTypeStatusForm
171083 (MA) MUNICIPAL AND GOVERNMENT SECURITIES BROKERS AND DEALERS REGISTRATION AND WITHDRAWAL Form Migrated
ICR Details
1557-0184 199105-1557-001
Historical Active 199103-1557-014
TREAS/OCC
(MA) MUNICIPAL AND GOVERNMENT SECURITIES BROKERS AND DEALERS REGISTRATION AND WITHDRAWAL
No material or nonsubstantive change to a currently approved collection   No
Emergency 05/23/1991
Approved with change 05/23/1991
Retrieve Notice of Action (NOA) 05/23/1991
  Inventory as of this Action Requested Previously Approved
11/30/1993 11/30/1993 11/30/1993
4,464 0 4,464
3,273 0 3,273
0 0 0
THE GOVERNMENT SECURITIES ACT OF 1986 REQUIRES ALL FINANCIAL INSTITUTIONS THAT ACT AS GOVERNMENT SECURITIES BROKERS AND DEALERS TO NOTIFY DESIGNATED FEDERAL REGULATORY AGENCIES OF THEIR BROKER/DEALER ACTIVITIES. THESE FORMS MEET THE REQUIREMENTS OF THAT ACT.
None
None
No
1
IC Title Form No. Form Name
(MA) MUNICIPAL AND GOVERNMENT SECURITIES BROKERS AND DEALERS REGISTRATION AND WITHDRAWAL G-FIN, G-FIN-W, G-FIN-4, G-FIN-5, MSD, MSD-W, MSD-4, MSD-5
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 4,464 4,464 0 0 0 0
Annual Time Burden (Hours) 3,273 3,273 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
05/23/1991