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Federal forms, ICRs, and supporting documents

Information Collection Request

RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS

ICR 198904-3064-001 · OMB 3064-0028 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC IDCollectionTypeStatusForm
151448 RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS Migrated
ICR Details
3064-0028 198904-3064-001
Historical Active 198808-3064-029
FDIC
RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS
Revision of a currently approved collection   No
Regular
Approved without change 07/07/1989
Retrieve Notice of Action (NOA) 04/13/1989
  Inventory as of this Action Requested Previously Approved
07/31/1992 07/31/1992 06/30/1989
7,117 0 7,267
118,142 0 120,829
0 0 0
THE FDIC REQUIRES THAT INSURED STATE NONMEMBER BANKS PROVIDE THEIR SECURITIES CUSTOMERS WITH ADEQUATE INFORMATION CONCERNING THEIR SECURITIES TRANSACTIONS. THE BANKS ARE ALSO REQUIRED TO MAINTAIN ADEQUATE RECORDS AND CONTROLS WITH RESPECT TO THE SECURITIES TRANSACTIONS THEY EFFECT.
None
None
No
1
IC Title Form No. Form Name
RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 7,117 7,267 0 -150 0 0
Annual Time Burden (Hours) 118,142 120,829 0 -2,687 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
Yes
$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/13/1989