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Federal forms, ICRs, and supporting documents

Information Collection Request

RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITY TRANSACTIONS (12 CFR 12)

ICR 198904-1557-001 · OMB 1557-0142 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC IDCollectionTypeStatusForm
132729 RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITY TRANSACTIONS (12 CFR 12) Migrated
ICR Details
1557-0142 198904-1557-001
Historical Active 198705-1557-002
TREAS/OCC
RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITY TRANSACTIONS (12 CFR 12)
Revision of a currently approved collection   No
Regular
Approved without change 07/07/1989
Retrieve Notice of Action (NOA) 04/21/1989
  Inventory as of this Action Requested Previously Approved
07/31/1992 07/31/1992 06/30/1989
4,714 0 4,079,071
165,001 0 165,001
0 0 0
REQUIREMENT PROVIDES RECORD OF INFORMATION RELEVANT TO PURCHASE OR SAL OF SECURITY BY NATIONAL BANK OR NATIONAL BANK TRUST DEPARTMENT FOR A CUSTOMER.
None
None
No
1
IC Title Form No. Form Name
RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITY TRANSACTIONS (12 CFR 12)
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 4,714 4,079,071 0 -4,074,357 0 0
Annual Time Burden (Hours) 165,001 165,001 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/21/1989