OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

PROPOSED CLASS EXEMPTION FOR CERTAIN TRANSACTIONS INVOLVING EMPLOYEE BENEFIT PLANS AND SECURITIES BROKER-DEALERS (REPLACING PTE 79-1 AND PTE 84-46)

ICR 198501-1210-003 · OMB 1210-0059 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC IDCollectionTypeStatusForm
121535 PROPOSED CLASS EXEMPTION FOR CERTAIN TRANSACTIONS INVOLVING EMPLOYEE BENEFIT PLANS AND SECURITIES BROKER-DEALERS (REPLACING PTE 79-1 AND PTE 84-46) Migrated
ICR Details
1210-0059 198501-1210-003
Historical Active 198404-1210-001
DOL/EBSA
PROPOSED CLASS EXEMPTION FOR CERTAIN TRANSACTIONS INVOLVING EMPLOYEE BENEFIT PLANS AND SECURITIES BROKER-DEALERS (REPLACING PTE 79-1 AND PTE 84-46)
Revision of a currently approved collection   No
Regular
Approved without change 04/25/1985
Retrieve Notice of Action (NOA) 01/29/1985
The clearance for the existing paperwork requirements will continue through August 1985, or until the final notice for the class exemption proposed on 1/24/85 becomes effective, whichever is earlier. No later than at the time the final notice for the class exemption is published in the Federal Register, the Department should submit a new paperwork package that: 1. reflects any substantive changes to the proposed paperwork requirements made since the proposed exemption was published, 2. includes a full justification for the Department's estimate in section 13 of the supporting statement that 25 percent of all employee benefit plans would be affected by the exemptions, and 3. contains a fully-justified estimate of the total burden hours attributed to the paperwork requirements associated with the class exemption.
  Inventory as of this Action Requested Previously Approved
08/31/1985 08/31/1985 04/30/1985
555,585 0 555,585
111,115 0 111,115
0 0 0
THIS CLASS EXEMPTION EXEMPTS FROM THE PROHIBITED TRANSACTION RESTRICTIONS OF ERISA THE EFFECTING OR EXECUTING OF SECURITIES TRANSACTIONS ON BEHALF OF AN EMPLOYEE BENEFIT PLAN BY A PERSON WHO IS A FIDUCIARY WITH RESPECT TO THE PLAN AND WHO IS ACTING IN SUCH TRANSACTIONS AS AGENT FOR THE PLAN.
None
None
No
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 555,585 555,585 0 0 0 0
Annual Time Burden (Hours) 111,115 111,115 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/29/1985