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Federal forms, ICRs, and supporting documents

Information Collection Request

APPLICAITON FOR REGISTRATION AS A MUNICIPAL SECURITIES DEALER

ICR 198107-1557-015 · OMB 1557-0098 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC IDCollectionTypeStatusForm
132613 APPLICAITON FOR REGISTRATION AS A MUNICIPAL SECURITIES DEALER Form Migrated
ICR Details
1557-0098 198107-1557-015
Historical Active 198104-1557-097
TREAS/OCC
APPLICAITON FOR REGISTRATION AS A MUNICIPAL SECURITIES DEALER
Revision of a currently approved collection   No
Regular
Approved without change 08/19/1981
Retrieve Notice of Action (NOA) 07/29/1981
COULD THE OCC CONSIDER SUBMITTING 1557-0095, 1557-0096, 1557-0097, AND 1557-0098 AS A SINGLE, CONSOLIDATED SUBMISSION IF THE DECISION IS MADE TO ASK FOR AN EXTENSION OF THESE FORMS IN AUGUST 1984?
  Inventory as of this Action Requested Previously Approved
08/31/1984 08/31/1984 12/31/1981
414 0 414
207 0 2
0 0 0
MSD IS USED BY BANKS OR BY BANK DEPARTMENTS OR DIVISIONS TO APPLY FOR THE SECURITIES EXCHANGE COMMISSION, OR TO AMEND SUCH APPLICATION, AS A MUNICIPAL SECURITIES DEALER.
None
None
No
1
IC Title Form No. Form Name
APPLICAITON FOR REGISTRATION AS A MUNICIPAL SECURITIES DEALER MSD
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 414 414 0 0 0 0
Annual Time Burden (Hours) 207 2 0 0 205 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
07/29/1981