OMB control number
International Applications and Prior Notifications under Subparts A and C of Regulation K
OMB 7100-0107 · FRS.
Subpart A of Regulation K, International Operations of U.S. Banking Organizations (12 CFR Part 211, Subpart A), governs the foreign investments and activities of member banks, Edge and agreement corporations, bank holding companies (BHCs), and certain investments by foreign organizations. Subpart C of Regulation K, Export Trading Companies (12 CFR Part 211, Subpart C), governs investments in export trading companies by eligible investors. The FR K-1 information collection comprises a reporting form, as well as certain reporting and recordkeeping requirements contained in these subparts of Regulation K that are not directly reflected in the FR K-1 form, and a disclosure requirement (via newspaper notice) for certain transactions. The FR K-1 form contains eleven attachments associated with the application and notification requirements in Subparts A and C of Regulation K. The Board requires the information collected by the FR K-1 for regulatory and supervisory purposes and to allow the Board to fulfill its statutory obligations under the Federal Reserve Act (FRA) and the Bank Holding Company Act of 1956 (BHC Act).
The latest form for International Applications and Prior Notifications under Subparts A and C of Regulation K expires 2027-07-31 and can be found here.
Document Name |
|---|
Form and Instruction |
Form and Instruction |
Form and Instruction |
Form and Instruction |
Form and Instruction |
Supporting Statement A |
Form FR K-1 Reporting Attachments A and B
Reporting Attachments A and B Reporting Attachments A and B
Federal Enterprise Architecture: Economic Development - Financial Sector Oversight
| Form FR K-1 | International Applications and Prior Notifications under Subparts A and C of Regulation K | www.federalreserve.gov/apps/reportingforms | Form and instruction |
Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.