OMB control number

Portfolio Financing Report

OMB 3245-0078 · SBA.

OMB 3245-0078

To obtain the information needed to carry out its program evaluation and oversight responsibilities. SBA requires small business investment companies (SBIC'S) to provide information on SBA Form 1031 each time financing is extended to a small business concern. SBA uses this information to evaluate how SBIC'S fill market financing gaps and contribute to economic growth, and to monitor the regulatory compliance of individual SBIC'S.

The latest form for Portfolio Financing Report expires 2026-08-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Form 1031 Portfolio Financing Report Form and Instruction
PRA SBA Form 1031 Non-Substantive Changes Memo to OMB v2 to V3 (06.27.2025).docx Justification for No Material/Nonsubstantive Change
PRA SBA Form 1031 Non-Substantive Changes Memo to OMB v2 to V3 (06.27.2025).docx Justification for No Material/Nonsubstantive Change
3245-0078 1031 Supporting Statement (6.20.23) OMB Submission 7-20-2023.docx Supporting Statement A
3245-0078 1031 Supporting Statement (6.20.23) OMB Submission 7-20-2023.docx Supporting Statement A
Portfolio Financing Report Form and Instruction
Portfolio Financing Report Instruction

All Historical Document Collections

202506-3245-004	No material or nonsubstantive change to a currently approved collection	2025-06-30
202502-3245-004	No material or nonsubstantive change to a currently approved collection	2025-02-25
202307-3245-002 Approved without change	Reinstatement with change of a previously approved collection	2023-07-20
201710-3245-002 Approved without change	Revision of a currently approved collection	2017-10-24
201510-3245-001 Comment filed on proposed rule and continue	Revision of a currently approved collection	2015-10-07
201403-3245-001 Approved with change	Revision of a currently approved collection	2014-03-26
201012-3245-001 Approved without change	Revision of a currently approved collection	2010-12-21
200709-3245-002 Approved without change	Revision of a currently approved collection	2007-09-20
200408-3245-001 Approved without change	Reinstatement without change of a previously approved collection	2004-08-04
200105-3245-003 Approved without change	Reinstatement without change of a previously approved collection	2001-05-09
199802-3245-001 Approved without change	Extension without change of a currently approved collection	1998-02-03
199412-3245-002 Approved without change	Revision of a currently approved collection	1994-12-27
199302-3245-001 Approved without change	Revision of a currently approved collection	1993-02-24
199001-3245-010 Approved without change	Extension without change of a currently approved collection	1990-01-29
198702-3245-006 Approved without change	Revision of a currently approved collection	1987-02-19
198408-3245-018 Approved with change	No material or nonsubstantive change to a currently approved collection	1984-08-01
198403-3245-001 Approved without change	Revision of a currently approved collection	1984-03-05
198204-3245-003 Approved without change	New collection (Request for a new OMB Control Number)	1982-04-14