OMB control number

Rule 17f-7 (17 CFR 270.17f-7) under the Investment Company Act of 1940, Custody of Investment Company Assets with A Foreign Securities Depository

OMB 3235-0529 · SEC.

OMB 3235-0529

Rule 17f-7 (17 CFR 270.17f-7) under the Investment Company Act of 1940 governs the custody of the assets of registered management investment companies (“funds”) with a foreign securities depository outside the United States. The rule requires the fund to receive from its primary custodian an initial risk analysis of the foreign depository arrangements. Additionally, the rule requires the fund to receive from its global custodian an analysis of custody risks and to be notified of any materials changes to custody risks.

The latest form for Rule 17f-7 (17 CFR 270.17f-7) under the Investment Company Act of 1940, Custody of Investment Company Assets with A Foreign Securities Depository expires 2029-06-30 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
20260303_3235-0529_2026-04150_91 FR 10434_30-Day Submission Notice.pdf.pdf Supplementary Document
20251212_3235-0529_2025-22650_90 FR 57794_60-Day Collection Notice.pdf Supplementary Document
Supporting Statement_Rule 17f-7 (2025).pdf Supporting Statement A
Rule 17f-7 - Investment Adviser Requirements
Rule 17f-7 - Global Custodian Requirements

All Historical Document Collections

202512-3235-007	Extension without change of a currently approved collection	2026-03-03
202212-3235-004 Approved without change	Extension without change of a currently approved collection	2023-02-17
201911-3235-009 Approved with change	Extension without change of a currently approved collection	2020-02-05
201702-3235-002 Approved without change	Extension without change of a currently approved collection	2017-05-03
201402-3235-029 Approved without change	Extension without change of a currently approved collection	2014-07-15
201106-3235-009 Approved without change	Extension without change of a currently approved collection	2011-06-16
200805-3235-009 Approved without change	Extension without change of a currently approved collection	2008-09-16
200508-3235-006 Approved without change	Extension without change of a currently approved collection	2005-08-25
200207-3235-012 Approved without change	Extension without change of a currently approved collection	2002-07-16
199905-3235-001 Approved without change	New collection (Request for a new OMB Control Number)	1999-05-03

OMB Details

Rule 17f-7 - Investment Adviser Requirements

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight