OMB control number

Standards for Safeguarding Customer Information ("Safeguards Rule")

OMB 3084-0171 · FTC.

OMB 3084-0171

The Federal Trade Commission (“FTC” or “Commission”) is finalizing proposed amendments to its Standards for Safeguarding Customer Information (“Safeguards Rule”), 16 CFR part 314, which require financial institutions to report to the Commission a notification event where unencrypted customer information involving 500 or more consumers is acquired without authorization.

The latest form for Standards for Safeguarding Customer Information ("Safeguards Rule") expires 2026-12-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Justification for No Material and Non-Substantive Change to Reporting Form-2026.pdf Justification for No Material/Nonsubstantive Change
Justification for No Material and Non-Substantive Change to Reporting Form-2026.pdf Justification for No Material/Nonsubstantive Change
NOA.pdf Supplementary Document
NOA.pdf Supplementary Document
GLB Safeguards Rule_Supporting Statement 2023_Final.pdf Supporting Statement A
GLB Safeguards Rule_Supporting Statement 2023_Final.pdf Supporting Statement A
Reporting of Security Events Other-Form that will be made available on FTC website to facilit

All Historical Document Collections

202601-3084-002 Approved without change	No material or nonsubstantive change to a currently approved collection	2026-01-27
202311-3084-002 Approved with change	New collection (Request for a new OMB Control Number)	2023-11-13
202012-3084-001 Comment filed on proposed rule	New collection (Request for a new OMB Control Number)	2021-12-09