OMB control number
Interagency Statement on Sound Practices Concerning Complex Structured Finance Transactions
OMB 3064-0148 · FDIC.
The Interagency Statement on Sound Practices Concerning Complex Structured Finance Transactions describes the types of internal controls and risk management procedures that the Agencies believe are particularly effective in assisting financial institutions to identify, evaluate, assess, document, and control the full range of credit, market, operational, legal and reputational risks. A financial institution that engages in complex structured finance transactions should maintain a set of formal, written, firm-wide policies and procedures that are designed to allow the institution to identify and assess these risks.
The latest form for Interagency Statement on Sound Practices Concerning Complex Structured Finance Transactions expires 2027-04-30 and can be found here.
Document Name |
|---|
 FR2 0148 Interagency SOP on Structured Financing 89 FR 12336 Feb 16 2024.pdf (document unavailable) Supplementary Document |
Supporting Statement A |
 FR1 0148 Interagency SOP on Structured Finances 88 FR 86646 Dec 14 2023.pdf (document unavailable) Supplementary Document |
SPST-0148 Complex Structured Finance Transactions 2024 Renewal.docx
Complex Structured Finance Transactions | Extension without change of a currently approved collection | 2024-02-16 | ||
| Extension without change of a currently approved collection | 2020-11-30 | ||
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Approved without change |
Extension without change of a currently approved collection | 2017-07-26 | |
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Approved without change |
Extension without change of a currently approved collection | 2014-04-15 | |
|
Approved without change |
Reinstatement without change of a previously approved collection | 2013-11-08 | |
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Approved without change |
No material or nonsubstantive change to a currently approved collection | 2012-07-19 | |
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Approved without change |
Extension without change of a currently approved collection | 2010-08-23 | |
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Approved without change |
Extension without change of a currently approved collection | 2007-07-18 | |
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Approved without change |
No material or nonsubstantive change to a currently approved collection | 2006-05-15 | |
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Approved without change |
New collection (Request for a new OMB Control Number) | 2004-05-19 |