OMB control number

List of Responsible Persons

OMB 1140-0074 · DOJ/ATF.

OMB 1140-0074

All holders of Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF) explosives licensees or permits must report identifying information for each responsible person (RP) and possessor of explosives to ATF. Subsequent changes to their list of RPs must be reported to ATF within 30 days.

The latest form for List of Responsible Persons expires 2026-11-30 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Form 5400.13A/5400.16 Part B - Explosives Responsible Person Questionnaire Form and Instruction
Form 5400.13A/5400.16 List of Responsible Persons Form and Instruction
IC OMB 1140-0074 - Non Substantive Change - 09.24.2025.docx Supplementary Document
IC OMB 1140-0074 - Non Substantive Change - 09.24.2025.docx Supplementary Document
2025 - 1140-0074 - Supplemental Document - No Material-Non-Substantive Change.docx Justification for No Material/Nonsubstantive Change
2025 - 1140-0074 - Supplemental Document - No Material-Non-Substantive Change.docx Justification for No Material/Nonsubstantive Change
PLAW-107 -296-Safe Explosives Act- Title XI, Subtitle C- 11.25.2003.pdf Supplementary Document
PLAW-107 -296-Safe Explosives Act- Title XI, Subtitle C- 11.25.2003.pdf Supplementary Document
27 CFR 555.57 Change of Control, Change in Responsible Persons, and Change of Employees 4.1.2021.pdf Supplementary Document
27 CFR 555.57 Change of Control, Change in Responsible Persons, and Change of Employees 4.1.2021.pdf Supplementary Document
Justification for 1140-0074 (Responsible Person Questionnaire - ATF Form 5400.13A 5400.16) 8.28.23.docx Supporting Statement A
Justification for 1140-0074 (Responsible Person Questionnaire - ATF Form 5400.13A 5400.16) 8.28.23.docx Supporting Statement A
List of Responsible Persons Form and Instruction
List of Responsible Persons Form and Instruction

All Historical Document Collections

202510-1140-004	No material or nonsubstantive change to a currently approved collection	2025-10-28
202503-1140-002	No material or nonsubstantive change to a currently approved collection	2025-05-29
202401-1140-008 Approved without change	No material or nonsubstantive change to a currently approved collection	2024-01-30
202308-1140-001 Approved without change	Revision of a currently approved collection	2023-09-26
202204-1140-002 Approved without change	Extension without change of a currently approved collection	2022-04-22
201901-1140-002 Approved without change	Extension without change of a currently approved collection	2019-02-26
201511-1140-002 Approved without change	Extension without change of a currently approved collection	2015-11-12
201207-1140-001 Approved without change	Extension without change of a currently approved collection	2012-08-08
201101-1140-010 Approved without change	Extension without change of a currently approved collection	2011-01-28
200911-1140-002 Approved without change	Extension without change of a currently approved collection	2009-11-19
200609-1140-001 Approved with change	Extension without change of a currently approved collection	2006-09-07
200305-1140-008 Approved without change	Extension without change of a currently approved collection	2003-05-13
200301-1140-005 Approved without change	New collection (Request for a new OMB Control Number)	2003-01-29