Information Collection

Broker-Dealer SBSDs and Broker-Dealer MSBSPs-- Ongoing burden

IC 277735 under ICR 202509-3235-010 · OMB 3235-0279.

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Information Collection (IC) Details

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IC Title:	Broker-Dealer SBSDs and Broker-Dealer MSBSPs-- Ongoing burden	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.17a-4(b)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 8	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to Agency Discretion	Change Due to Adjustment in Agency Estimate
Annual Number of Responses for this IC	8	5	3
Annual IC Time Burden (Hours)	240	175	65
Annual IC Cost Burden (Dollars)	4,800	3,000	1,800

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