Information Collection

Rule 17a-4(e)(5), Ongoing Recordkeeping in Connection with Regulation Best Interest

IC 231798 under ICR 202509-3235-010 · OMB 3235-0279.

Documents and Forms

Document Name Document Type

No indexed documents/forms are available for this IC yet. A refresh has been queued.

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Rule 17a-4(e)(5), Ongoing Recordkeeping in Connection with Regulation Best Interest	Agency IC Tracking Number:	TM-270-198

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15l-1 17 CFR 240.17a-4(e)(5)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 2,424	Number of Respondents for Small Entity: 2,003

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 95 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	357,552,120	-22,715,770	380,267,890
Annual IC Time Burden (Hours)	3,934,152	-248,795	4,182,947
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

Something went wrong when downloading this file. If you have any questions, please send an email to [email protected].