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Information Collection

Uniform Termination Notice for Persons Associated with a Financial Institution Government Securities Broker or Dealer

IC 235137 under ICR 202503-3064-002 · OMB 3064-0093.

Documents and Forms
Document Name
Document Type
Form and Instruction
Form and Instruction
Form and Instruction
Form and Instruction
Information Collection (IC) Details

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Uniform Termination Notice for Persons Associated with a Financial Institution Government Securities Broker or Dealer
 
No Modified
 
Mandatory
 
17 CFR Part 401  (To search for a specific CFR, visit the Code of Federal Regulations.)

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Form and Instruction G-FIN-5 Uniform Termination Notice for Persons Associated with a Financial Institution Government Securities Dealer G-FIN-5.pdf Yes No Fillable Printable

Economic Development Financial Sector Oversight

 

2 0
   
Private Sector Businesses or other for-profits
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 4 0 0 -1 0 5
Annual IC Time Burden (Hours) 1 0 0 -9 0 10
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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