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Federal forms, ICRs, and supporting documents

Information Collection

Core Principles and Other Requirements for Swap Execution Facilities

IC 195702 under ICR 202412-3038-003 · OMB 3038-0074.

Documents and Forms
Document Name
Document Type
Form and Instruction
Form and Instruction
Form and Instruction
Form and Instruction
Form and Instruction
Information Collection (IC) Details

View Information Collection (IC)

Core Principles and Other Requirements for Swap Execution Facilities
 
No Modified
 
Mandatory
 
17 CFR 9 17 CFR 37

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Form and Instruction Form SEF Form SEF Form SEF.pdf https://www.cftc.gov/sites/default/files/idc/groups/public/@industryoversight/documents/file/formsef.pdf Yes Yes Fillable Fileable
Form and Instruction Questionnaire SEF Technology Questionnaire SEF Technology Questionnaire.pdf https://www.cftc.gov/media/4186/ExhibitVTechnologyQuestionnaire/download Yes Yes Fillable Fileable

General Government Executive Functions

 

20 0
   
Private Sector Businesses or other for-profits
 
   100 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 7,829,147 0 0 7,823,987 0 5,160
Annual IC Time Burden (Hours) 15,499 0 0 7,759 0 7,740
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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            Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.