Information Collection

Requirements for SEFs Regarding Governance and the Mitigation of Conflicts of Interest Impacting Market Regulation

IC 264429 under ICR 202401-3038-005 · OMB 3038-0074.

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IC Title:	Requirements for SEFs Regarding Governance and the Mitigation of Conflicts of Interest Impacting Market Regulation	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 37.1203 17 CFR 37.1204 17 CFR 37.1206 17 CFR 37.1207 17 CFR 37.4 17 CFR 37.1202 17 CFR 38.5 17 CFR 38.856

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 23	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Requested	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	495	495
Annual IC Time Burden (Hours)	4,658	4,658
Annual IC Cost Burden (Dollars)	0	0

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