Information Collection

Investor Form

IC 35367 under ICR 202306-3235-016 · OMB 3235-0547.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0547 can be found here:

Documents and Forms

Document Name Document Type
Form 3235-0547 Investor Form Form and Instruction
3235-0547 Questions and Comments sec.gov_oiea_QuestionsAndComments.html www.sec.gov/oiea/QuestionsAndComments.html Form and Instruction
3235-0547 Questions and Comments sec.gov_oiea_QuestionsAndComments.html www.sec.gov/oiea/QuestionsAndComments.html Form and Instruction
3235-0547 Investor Complaint Form SEC Investor Complaint Form.html www.sec.gov/oiea/Complaint.html Form
3235-0547 Investor Complaint Form SEC Investor Complaint Form.html www.sec.gov/oiea/Complaint.html Form
secsorn65.pdf SEC 65 Investor Response Information System (IRIS) IC Document
secsorn65.pdf SEC 65 Investor Response Information System (IRIS) IC Document

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Investor Form	Agency IC Tracking Number:	OIEA 270-485

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Voluntary

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	3235-0547	Questions and Comments	sec.gov_oiea_QuestionsAndComments.html	https://www.sec.gov/oiea/QuestionsAndComments.html	Yes	Yes	Fillable Fileable
Form	3235-0547	Investor Complaint Form	SEC Investor Complaint Form.html	https://www.sec.gov/oiea/Complaint.html	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: (SEC 65) Investor Response Information System (IRIS)	FR Citation: 76 FR 30213

Number of Respondents: 30,000	Number of Respondents for Small Entity: 0

Affected Public: Individuals or Households

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	30,000	10,000	20,000
Annual IC Time Burden (Hours)	7,500	2,500	5,000
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
SEC 65 Investor Response Information System (IRIS)	secsorn65.pdf	09/09/2014

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.