Information Collection

Broker-Dealer SBSDs Only

IC 248621 under ICR 202301-3235-027 · OMB 3235-0279.

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Documents and Forms

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Information Collection (IC) Details

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IC Title:	Broker-Dealer SBSDs Only	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Unchanged

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.17a-4(b)(1)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 16	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Previously Approved
Annual Number of Responses for this IC	16	16
Annual IC Time Burden (Hours)	165	165
Annual IC Cost Burden (Dollars)	1,920	1,920

Documents for IC

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.