Information Collection

Rule 17a-4(e)(10), Maintenance of Records in Connection with Rule 17a-14 and Form CRS

IC 231799 under ICR 202107-3235-021 · OMB 3235-0279.

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Information Collection (IC) Details

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IC Title:	Rule 17a-4(e)(10), Maintenance of Records in Connection with Rule 17a-14 and Form CRS	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Unchanged

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.17a-4(e)(10) 17 CFR 240.17a-14 17 CFR 249.640

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 2,766	Number of Respondents for Small Entity: 756

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Previously Approved
Annual Number of Responses for this IC	2,766	2,766
Annual IC Time Burden (Hours)	277	277
Annual IC Cost Burden (Dollars)	0	0

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.