Information Collection

Core Principles and Other Requirements for Swap Execution Facilities

IC 195702 under ICR 201811-3038-005 · OMB 3038-0074.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0074 can be found here:

Documents and Forms

Document Name Document Type
Core Principles and Other Requirements for Swap Execution Facilities Form
(SEF) 2018 NPRM - Technology Questionaire.pdf Instruction
Form SEF (SEF) 2018 NPRM - Form SEF.pdf Form

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Core Principles and Other Requirements for Swap Execution Facilities	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 37 17 CFR 36

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	N/A	Form SEF	(SEF) 2018 NPRM - Form SEF.pdf		Yes	Yes	Fillable Fileable Signable
Instruction			(SEF) 2018 NPRM - Technology Questionaire.pdf		Yes	Yes	Fillable Fileable Signable

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 69	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	13,660	-866,894	880,554
Annual IC Time Burden (Hours)	19,525	-6,675	26,200
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.