Information Collection

Rule 17a-5(c): Exempt firms sending financial disclosure statements to the SEC

IC 199352 under ICR 201804-3235-017 · OMB 3235-0199.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0199 can be found here:

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Information Collection (IC) Details

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IC Title:	Rule 17a-5(c): Exempt firms sending financial disclosure statements to the SEC	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.17a-5(c)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 129	Number of Respondents for Small Entity: 2

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	258	-82	340
Annual IC Time Burden (Hours)	43	-14	57
Annual IC Cost Burden (Dollars)	0	0	0

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.