Information Collection

Transfer Agent Registration Form

IC 36099 under ICR 201611-7100-003 · OMB 7100-0099.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 7100-0099 can be found here:

Documents and Forms

Document Name Document Type
Form Form TA-1 Transfer Agent Registration Form Form and Instruction
Form TA-1 Transfer Agent Registration and Amendment Form FormTA1_20161231_f_i_draft.pdf www.ffiec.gov/ffiec_report_forms.htm Form and Instruction

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Transfer Agent Registration Form	Agency IC Tracking Number:	Form TA-1

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	Form TA-1	Transfer Agent Registration and Amendment Form	FormTA1_20161231_f_i_draft.pdf	https://www.ffiec.gov/ffiec_report_forms.htm	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 2	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Previously Approved
Annual Number of Responses for this IC	2	2
Annual IC Time Burden (Hours)	3	3
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.